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Regal Holdings

Our team is about 30 team members covering all areas of Regal. All full time team members receive PTO after 90 days of hire, Simple IRA with an employer match, volunteer time off, health and dental insurance. Team members can also be eligible for tuition reimbursement, travel expenses, and flexible scheduling.Regal Holdings is the parent company for the divisions described below. All entities will be collectively known as “Regal”. Regulus, LLC is the Broker/Dealer entity registered with FINRA. Affiliates that are Broker/Dealer licensed (Series 6, 7) are affiliated with Regulus, LLC. Regal Investment Advisors, LLC is the Registered Investment Advisor firm registered with the SEC. Affiliates that are Investment Advisor Representatives (Series 65, 66) are affiliated with Regal Investment Advisors, LLC. Regal Financial Group, LLC is the corporate branding image for the parent company. Advisors affiliated with Regulus or Regal Investment Advisors may market under Regal Financial Group as long as they adhere to the brand standards. Lionshare is the independent and privately owned distribution and marketing arm of Regal Investment Advisors. Through this distribution channel specialized money management strategies are provided to affiliates offering a wider array of products, including everything from mutual funds to specialty strategies.

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