Registered Client Associate/Sales Assistant

2 days left

Employer
Raymond James Financial Services
Location
Huntersville, North Carolina
Salary
Competitive salary
Posted
Jan 06, 2021
Closes
Mar 07, 2021
Job Role
Registered Representative
Employment Type
Full Time
Level
Experienced
CFP® Certification
Not necessary

Candidate must be Series 7 and 63 or 66 licensed.

Essential Functions:

  • Assist financial advisors and clients with questions and concerns related to account information, technology updates, mailings, appointments, directions, proxies, distributions, contributions, class action settlements, etc.
  • Place mutual fund and equity trades for financial advisors, as well as annuity orders
  • Assist financial advisors in creating financial plans, meeting preparation including the creation of client review reports and proposals, setup and implementation of client segmentation and service models
  • Organize and index client files, both paper and electronic
  • Process client paperwork for new accounts, account maintenance, death claims, distributions and rollovers
  • Stay adept in and assist with implementing new compliance regulations
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