Registered Client Associate/Sales Assistant
- Employer
- Raymond James Financial Services
- Location
- Huntersville, North Carolina
- Salary
- Competitive salary
- Closing date
- Mar 7, 2021
View more
- Job Role
- Registered Representative
- Employment Type
- Full Time
- Level
- Experienced
- CFP® Certification
- Not necessary
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Candidate must be Series 7 and 63 or 66 licensed.
Essential Functions:
- Assist financial advisors and clients with questions and concerns related to account information, technology updates, mailings, appointments, directions, proxies, distributions, contributions, class action settlements, etc.
- Place mutual fund and equity trades for financial advisors, as well as annuity orders
- Assist financial advisors in creating financial plans, meeting preparation including the creation of client review reports and proposals, setup and implementation of client segmentation and service models
- Organize and index client files, both paper and electronic
- Process client paperwork for new accounts, account maintenance, death claims, distributions and rollovers
- Stay adept in and assist with implementing new compliance regulations
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