Registered Client Associate/Sales Assistant

Location
Huntersville, North Carolina
Salary
Competitive salary
Posted
Jan 06, 2021
Closes
Mar 07, 2021
Employment Type
Full Time
Level
Experienced
CFP® Certification
Not necessary

Candidate must be Series 7 and 63 or 66 licensed.

Essential Functions:

  • Assist financial advisors and clients with questions and concerns related to account information, technology updates, mailings, appointments, directions, proxies, distributions, contributions, class action settlements, etc.
  • Place mutual fund and equity trades for financial advisors, as well as annuity orders
  • Assist financial advisors in creating financial plans, meeting preparation including the creation of client review reports and proposals, setup and implementation of client segmentation and service models
  • Organize and index client files, both paper and electronic
  • Process client paperwork for new accounts, account maintenance, death claims, distributions and rollovers
  • Stay adept in and assist with implementing new compliance regulations

Apply for Registered Client Associate/Sales Assistant

Already uploaded your resume? Sign in to apply instantly

Apply

Upload from your computer

Or import from cloud storage

Your Resume must be a .doc, .pdf, .docx, .rtf, and no bigger than 1Mb


4000 characters left

When you apply for a job we will send your application to the named recruiter, who may contact you. By applying for a job listed on CFP Board Career Center you agree to our terms and conditions and privacy policy. You should never be required to provide bank account details. If you are, please email us.