Skip to main content

This job has expired

Wealth Management Associate

Employer
AdvicePeriod
Location
Millbrae, California
Salary
Competitive
Closing date
Feb 2, 2022

View more

Job Role
Wealth Management
Employment Type
Full Time
Level
Experienced
Experience Level
1-4 years
CFP® Certification
Preferred

The Position:

The Wealth Management Associate position will work directly with the AdvicePeriod team in Millbrae CA to support a growing Partner Advisor team.  We are seeking a Wealth Management Associate who can quickly partner with the team in handling the responsibilities outlined below.  This is an exciting opportunity to be a part of an experienced and growing entrepreneurial team and will provide exposure to a broad range of advisory services.

What You Do:

  • You will provide client administration and relationship management support for the Partner Advisor team’s clients.
  • As a member of the Partner Advisor team, you will work with the team to establish client investment objectives and asset allocation within the parameters of the firm’s investment models. 
  • You will assist with the team with comprehensive Financial Planning engagements.
  • As a Wealth Management Associate, you are the internal liaison between the Partner Advisor team, Operations, and the Advisory Team. 
  • You will ensure that all aspects of the client service experience are optimized, while also managing the day-to-day operations of the business. 
  • Additionally, you will provide technical support to the Partner Advisor team, including data gathering, scenario building, trade proposals, investment analysis, and presentation preparation. 
  • You will engage with other members of the AdvicePeriod internal team to source best practices and ideas.

Specific Responsibilities:

  • Portfolio management execution and documentation, including investing and rebalancing client portfolios; monitoring cash positions for trading; and evaluating additional investment opportunities 
  • Client portfolio oversight, including monitoring performance, taxes, and liquidity events
  • Task management and Client Relationship Management 
  • Client meeting coordination and material preparation
  • Participation in client meetings and prospect consultations
  • Client onboarding organization and administration 
  • Execution and oversight of client operational requests  
  • Performance reporting reviews
  • Money movement coordination
  • Client document organization and compilation  
  • Preparation of balance sheets, asset allocation, and portfolio transition analyses in conjunction with the Advisory team
  • Develop an understanding of the client’s entire financial and family situation in order to structure a goals-based financial and investment plan 
  • Utilize sophisticated financial planning software and specialized planning tools

What You Bring: 

  • Bachelor’s degree with 3+ years of relevant work experience in wealth management CFP® welcomed, but not required
  • Series 65 license preferred or must acquire in the first two months of employment
  • Highly organized, detail-oriented approach to working with clients
  • Demonstrated investment management and trading experience
  • Operations knowledge and experience regarding client onboarding and administration 
  • Understanding of basic financial, retirement, and tax planning concepts
  • Keen interest in learning more about investment management and financial planning including risk management, tax strategy, and retirement and estate planning

What We Offer:

  • Competitive salary, team-based incentive plan, 401(K), and medical/dental/vision benefits
  • After the initial training period, we may offer flexibility for some remote work
  • An Inc. Best Workplace and Entrepreneur Top Culture environment
  • Training through company-sponsored events
  • Mentorship opportunities with some of the top industry leaders

Get job alerts

Create a job alert and receive personalized job recommendations straight to your inbox.

Create alert