Senior Wealth Management Assistant

Employer
Premier Private Wealth, LLC
Location
Nashville, Tennessee
Salary
Up to $65,000 based on experience +benefits
Closing date
Feb 13, 2022

View more

Job Role
Financial Planning Support
Employment Type
Full Time
Level
Experienced
Experience Level
1-4 years
CFP® Certification
Pursuing
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Summary: Premier Private Wealth, LLC in Brentwood, TN www.premiercares.net is an independently owned and fast-growing boutique wealth management firm and Registered Investment Adviser (RIA). Our team is passionate about the comprehensive services we deliver to our high-net-worth family of clients.

We are looking for a Senior Wealth Management Assistant, who can add value to our team and oversee the operations of the office. The successful candidate will have knowledge of the financial advisory industry. Although they may not deal directly with clients on a day-to-day basis, they will provide support and leadership to the department that does. Specific duties include the management of workflow, onboarding of new clients, client service, and ensuring all office procedures are completed in a timely and accurate manner. Additionally, this person will be responsible for compliance and regulatory oversight, act as a liaison with our investment custodian and other service providers and supervise the support and administrative staff.

Incumbent will work closely with the sales team to ensure clients are well served and company goals and objectives are being met.

Primary responsibilities

  • Measure and ensure the effectiveness of all internal and external processes, providing regular updates on performance to company leadership
  • Directly supervise other operation employees
  • Posses a high-level understanding of the roles and responsibilities of each office position; ability to fill in as needed
  • Develop, communicate, and implement effective processes, including growth strategies, workflow initiatives and improvements in the client experience
  • Oversee all areas of compliance and regulatory oversight
  • Provide structured systems to resolve client service problems
  • Ensure accurate and complete onboarding of new clients
  • Oversee and implement special projects for clients and the company as a whole
  • Collaborate with President/CEO and other company leadership regarding the operational infrastructure systems, processes, compliance, and personnel
  • Participate with leadership in the overall goals and growth planning of the company
  • Provides training and support to the operations staff

Qualifications/Requirements/Knowledge/Skills:

  • 5+ years’ experience in the financial services industry required
  • BS/BA in finance or business administration required
  • Securities registration or designation (ex. CFP®) preferred
  • Strong understanding of how an independent wealth management services company operates
  • Detail-oriented; strong decision making and analytical skills
  • Technical aptitude; including strong PC, internet and software skills
  • Superior interpersonal and communication skills
  • Experience supervising others effectively
  • Team player who enjoys working with others and has a servant mindset and positive attitude
  • Proactive problem solver
  • Comfortable navigating through uncertainty and change

 

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