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Associate Financial Advisor

Employer
Goodman Financial Corporation
Location
Houston, Texas
Salary
Compensation package is negotiable, commensurate with experience + 401(k), PTO, & Insurance Coverage
Closing date
May 15, 2022

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Job Role
Financial Advisor
Employment Type
Full Time
Level
Experienced
Experience Level
5 to 9 years
CFP® Certification
Required
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Job Details

Essential Responsibilities:

  • Build strong client relationships by understanding and addressing clients’ unique needs, while providing an exceptional client experience.
  • Prepare for client meetings, including drafting financial plans and investment plans, and deliver customized presentations and/or financial planning walk-throughs for clients.
  • Implement financial plans with Senior Financial Advisor support and work with the Portfolio Administrator to implement investment plans.
  • Manage the day-to-day servicing of client accounts such as answering routine client questions, handling distribution requests, communicating quarterly gain/loss information, etc.
  • Assist Senior Financial Advisor with onboarding new clients.
  • Assign key projects to financial planners, oversee quality and timeliness, and provide feedback and coaching as appropriate to foster their growth.
  • Actively participate in industry/civic organizations and cultivate and maintain a referral source network, particularly in the CPA community.
  • Support firm marketing efforts, including writing content for GFC’s newsletter, client Financial Advisory Updates, industry publications, and Social Media platforms.

Required Qualifications

  • Strong interpersonal, customer service, and written communication skills
  • Effective organizational skills, attention to detail, and a high degree of accuracy
  • Excellent time management skills with a proven ability to meet deadlines
  • Ability to effectively lead and facilitate collaboration

Education and Experience Requirements

  • Bachelor’s or Master’s Degree, preferably with an emphasis in personal financial planning, finance, accounting, or business
  • CERTIFIED FINANCIAL PLANNER™ professional
  • Series 65 license must be acquired within 45 days of hire
  • 3 to 7 years of financial planning experience 
  • Prior experience with financial planning software, a Salesforce-based Client Relationship Management (CRM) system, and Black Diamond (BD3) a plus
  • Prior experience with TD Ameritrade, Charles Schwab, and/or Fidelity institutional platforms a plus 

Company

About the Firm

Since 1989, Goodman Financial Corporation has been an independent SEC registered investment adviser based in Houston, Texas.

We are a Texas-owned, fee-only investment management and financial advisory firm that has no affiliation with any insurance company, bank, mutual fund or brokerage firm. Our independent model and high ethical standards focuses us on keeping our clients’ goals as our top priority in all of the investment decisions that we make. Beyond our commitment to our clients, we are also committed to philanthropy and giving back to our community.

Our clients are individuals, trusts, business entities, and institutions such as endowments, nonprofits, pension plans and private foundations who appreciate personalized service and solutions tailored to their unique goals. Client retention has historically averaged over 95 percent, and many of our new clients have historically been referrals from existing clients.

We actively manage individual stocks and bonds in customized investment portfolios which provides greater flexibility, tax-efficiency, and lower expenses to our clients. Our clients also receive financial advice on a wide range of areas, with risk management playing a key part in both the financial advisory and investment decisions that we make. As an additional safeguard to our clients, investment assets are held by insured, third-party custodians.

With decades of combined years in the industry, the credentialed team at Goodman Financial has extensive experience making prudent investment decisions that are based on clients’ long-term objectives rather than on emotional responses to the distracting, and oftentimes confusing, “noise” created by the media.

Form ADV Part 2A – Form ADV Part 3 – CRS

Find Us
Website
Telephone
7135991777
Location
5177 Richmond Ave Suite 700
Houston
TX
77056
United States
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