Financial Advisory Assistant

Financial Advisor Assistant

MFA Wealth Services – Thousand Oaks, CA

MFA Wealth Services is an independent Investment Advisory firm and offering Broker/Dealer services through United Planners Financial Services of America.  Our office is located in Thousand Oaks.  

We are a medium sized RIA with a small staff.  We are looking for a full time investment advisory representative to provide additional capacity.  You will be part of a team that offers asset management services, financial modeling, retirement planning, tax strategies, and estate planning.

We seek a person who has focused on investment advisory as a career and to that end has earned or is in the process of earning a Certified Financial Planner® designation.  An existing book of business is not required.

Job Description: Provide support to the financial advisor in the areas of client service, client maintenance, financial modeling, operations, and becoming an integral part of the financial planning practice.

Responsibilities:  Provide support to the existing financial advisors with both client facing duties as well as operations support.

Requirements:  

Undergraduate degree or equivalent.
Series 7 License; Series 66 License
Certified Financial Planner® designation or significant process toward such designation;
Familiarity with working with financial software.
Strong written and verbal communication skills,
Strong client servicing skills
Ability to work independently as well as in a team.
Detail oriented with paperwork and organized with strong follow up skills.
Ability to manage multiple tasks simultaneously.

Nice-To-Have:  Experience with Fidelity Wealthscape, Morningstar Office, and/or Redtail CRM, Tax Knowledge