Investment Advisory Associate

The Associate can expect to focus on the following areas: 

• Support Advisors with day-to-day client responsibilities, with the goal to be responsible for as many facets of the relationship as possible (client onboarding,  portfolio reviews, trading/portfolio rebalancing, cash flow needs, correspondence with other advisors, preparing decks for client meetings, updating retirement projections, etc.) 

• Ensure clients receive swift and thoughtful attention to any ad hoc requests – through your attentive service 

• Strive to become better educated and qualified through acquisition of further designations and credentials (CFP®, CFA, CPA, Enrolled Agent, etc.) and daily  interaction with other firm team members. 

• Actively serve on firm committees to help shape direction of the firm; take responsibility  for projects of interest/necessity. 

The Associate position requires the following qualifications: 

• Desire and ability to work successfully in a small company environment

• Team player, collaborative, able to work with others 

• Strong written and verbal communication skills 

• Detail-oriented, accurate, organized, able to set priorities and multitask

• Demonstrated commitment to the wealth management profession 

• Strong proficiency with Excel 

• Bachelor’s degree required 

• A minimum of one year experience preferred 

• Experience with Charles Schwab & Company and/or Fidelity account  applications and account maintenance documentation a plus 

• Experience with Junxure, Tamarac and eMoney a plus 

Salary and Benefits 

• Competitive salary based on industry standards and experience 

• Incentive compensation 

• Health, life, short- and long-term disability insurance coverage 

• 401(k) and annual profit sharing plan 

• Support for professional accreditation requirements and other education/training opportunities