Advisory Project Manager - Total comp = $140k - work remotely

Willis Consulting, Inc.
Seattle, Washington State
Base Salary $120,000 + bonuses; Total comp = $140,000 with full benefits
Closing date
Feb 12, 2023

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Job Role
Wealth Management
Employment Type
Full Time
Experience Level
5 to 9 years
CFP® Certification
Not necessary
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Job Details

This Advisory Project Manager job is with a Regional Broker Dealer located primarily in major cities in the Western United States. The job is remote or in Seattle, WA. The compensation is a base salary of $120,000 + bonuses; total comp = approximately $140,000.


Job Description:

The Advisory Project Manager will support the Director of Products by providing subject matter expertise to advance program needs. The winning candidate will have an in-depth knowledge of the onboarding, supervision and operational process of advisory programs such as Discretionary Advisor as Portfolio Manager, Non-discretionary Rep as PM, MF/ETF wrap programs, Separate Accounts, Unified Managed Accounts etc... This role will collaborate with the leaders within the organization to broaden the product offerings in a highly regulated environment. This role will also help to provide strategic direction for the firm and this leader will be expected to understand business trends as well as industry regulation.


  • Bachelor's Degree and a minimum of 5 years of relative professional experience
  • Good understanding of the supervision and regulations concerning advisory programs
  • Strong project management skills with the ability to collaborate across business units and teams
  • Series 7; 65/66 preferred


  • Ensure that the policies and procedures on existing programs are robust, consistent, and kept current with firm and regulatory standards on an ongoing basis
  • Assist in procedure design and implementation of new advisory products
  • Educate both home office employees and advisors on product policies and procedures as it relates to regulatory requirements
  • Work in close collaboration with the Supervision, Compliance, and Legal teams to build and maintain key relationships to promote a culture of engagement and connectivity
  • Provide analysis for DOL rollover standards, monitor and follow up on deliverables, and provide supervision updates as needed
  • Help to limit the firm's regulatory and reputational risk and reinforce the firm's culture of compliance
  • Stay current with regulatory and business best practices through participation in industry events


  • Base Salary is $120,000 + bonuses; Total comp = $140,000 + full benefits


Willis Consulting, Inc. is an independent recruiting firm who represents many opportunities. We take a consultative approach by recommending the best fit for the advisor and their clients; we guarantee professionalism, efficiency, and discretion throughout the process. Please contact William Hill if you have any questions.

Find Us
719 Yarmouth Road
Suite # 203
Palos Verdes Estates
United States

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