Advisory Project Manager - Total comp = $140k - work remotely

Employer
Willis Consulting, Inc.
Location
Seattle, Washington State
Salary
Base Salary $120,000 + bonuses; Total comp = $140,000 with full benefits
Closing date
Feb 12, 2023

View more

Job Role
Wealth Management
Employment Type
Full Time
Level
Experienced
Experience Level
5 to 9 years
CFP® Certification
Not necessary
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Job Details

This Advisory Project Manager job is with a Regional Broker Dealer located primarily in major cities in the Western United States. The job is remote or in Seattle, WA. The compensation is a base salary of $120,000 + bonuses; total comp = approximately $140,000.

 

Job Description:

The Advisory Project Manager will support the Director of Products by providing subject matter expertise to advance program needs. The winning candidate will have an in-depth knowledge of the onboarding, supervision and operational process of advisory programs such as Discretionary Advisor as Portfolio Manager, Non-discretionary Rep as PM, MF/ETF wrap programs, Separate Accounts, Unified Managed Accounts etc... This role will collaborate with the leaders within the organization to broaden the product offerings in a highly regulated environment. This role will also help to provide strategic direction for the firm and this leader will be expected to understand business trends as well as industry regulation.

Qualifications

  • Bachelor's Degree and a minimum of 5 years of relative professional experience
  • Good understanding of the supervision and regulations concerning advisory programs
  • Strong project management skills with the ability to collaborate across business units and teams
  • Series 7; 65/66 preferred

Duties

  • Ensure that the policies and procedures on existing programs are robust, consistent, and kept current with firm and regulatory standards on an ongoing basis
  • Assist in procedure design and implementation of new advisory products
  • Educate both home office employees and advisors on product policies and procedures as it relates to regulatory requirements
  • Work in close collaboration with the Supervision, Compliance, and Legal teams to build and maintain key relationships to promote a culture of engagement and connectivity
  • Provide analysis for DOL rollover standards, monitor and follow up on deliverables, and provide supervision updates as needed
  • Help to limit the firm's regulatory and reputational risk and reinforce the firm's culture of compliance
  • Stay current with regulatory and business best practices through participation in industry events

Compensation

  • Base Salary is $120,000 + bonuses; Total comp = $140,000 + full benefits

Company

Willis Consulting, Inc. is an independent recruiting firm who represents many opportunities. We take a consultative approach by recommending the best fit for the advisor and their clients; we guarantee professionalism, efficiency, and discretion throughout the process. Please contact William Hill if you have any questions.

Find Us
Telephone
310-373-7400
Location
719 Yarmouth Road
Suite # 203
Palos Verdes Estates
CA
90274
United States

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