We are seeking a Wealth Advisor for our wealth management firm located in Westlake Village, California. This is a professional position that will report directly to the Director of Business Development. We are looking for candidates who have the capability and are comfortable in marketing and providing financial advice. Although not necessary, it would be ideal for this person to already have existing client relationships or a book of business. This candidate will also have the flexibility of working from their home.
Opportunity to keep your clients and build your book of business.
Reputation and Trustworthy name
Excellent Business platform - very stable, tried and true (Orion)
DFA funds. Most advisors can’t get access to these funds.
Account management of Trading, rebalancing, tax loss harvesting per IPS
Low cost trading fees
Reports for Trading, Account Mgmt, Billing, etc
Equity and Fixed Income Analyzes, Research, and PowerPoint Presentations
F/T administrative support - for all paperwork
Right Capital Financial Planning program
Redtail CRM system
Free email, telephone, scan, fax support
Training with all applications, paperwork, systems, compliance, and procedures
Retirement Plan platforms
Choice of operating as 3(38) or 3(21) Fiduciary
Company has membership to NAPFA, FPA, and CFP® organizations
Legal and Compliance
Access and fee billable to most non-custodial accounts such as private 401k plans, public 403b plans, non-qualified plans, and most 529 plans.
Access to hundreds of studies and academic research of many respected authors and publishers, including DFA.
Potential Candidate Value
Provide increased revenue
Provide increased awareness, visibility, and goodwill
Depending upon the size of your book, I will split your fee income. Basically, FIS will act as your Back Office, Portfolio Manager, and Chief Compliance Officer.
Assistance in complex financial planning cases….insurance, tax, and estate planning