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Wealth Management & Financial Services ParaPlanner/Financial Planner

Employer
Compass Financial Group, Inc.
Location
Deerfield Beach, Florida
Salary
$44,000 - $65,000
Closing date
Oct 10, 2023

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Job Role
Financial Planning Support
Employment Type
Full Time
Level
Entry Level
Experience Level
None
CFP® Certification
Not necessary

Job Details

Well established (founded in 1961), successful boutique wealth management and financial planning firm located in Deerfield Beach, Florida, desires a Wealth Management & Financial Services ParaPlanner/Financial Planner to work with the principals in all aspects of their business.  As a boutique firm, we focus on working closely with high net worth clients to establish long-term relationships.  We are large enough to offer a variety of strengths and areas of expertise, yet small enough to maintain our focus on excellent client service.  We maintain a manageable client base in order to allow us to focus our resources on our client's unique needs. 

Job responsibilities include the following:

  • Perform investment research and complete portfolio maintenance and reviews.
  • Interact directly with clients, vendors and various internal administration.
  • Work with Microsoft Office (Excel, Word, PowerPoint and Outlook).  Learn and utilize various computer programs including, but not limited to: Advisor Assistant CRM, Morningstar Advisor Workstation, Captools portfolio management software.
  • Assist the principals in the preparation for client meetings, including creating account reports and required documentation.  Provide support to ensure financial materials are recorded and accurate.
  • Schedule meetings with clients and external vendors.  
  • Effectively manage communication between clients and principals.  Maintain a task log to track daily requirements, including money transfers and trade activity.
  • Work on special projects as delegated by principals.
  • Ability to adapt to a rapidly changing business and technology environment.
  • Manage daily client transactions and inquiries accurately, within established deadlines and in accordance with firm and business policies and procedures, as well as applicable federal regulations.
  • Research, follow-up and resolve client inquiries and issues through effective interaction with clients, advisors, product partners, and staff in a timely and professional manner.
  • General office administration.
  • Other miscellaneous tasks as assigned.
  • The ideal candidate will provide exemplary client service, help with investment research and monitoring, and assist within various other areas of the firm.

Job Requirements:

  • Bachelor's degree required
  • Florida resident
  • Long term career seeker
  • Exceptional organizational, written and verbal communication skills.  Ability to work independently and differentiate between matters that should be handled alone versus those that require advisor assistance.
  • CFP® candidate, CFP professional, or other professional designations a plus
  • Computer proficiency in Microsoft Office (Excel, Word, PowerPoint and Outlook).
  • Ability to quickly learn and utilize various computer programs including, but not limited to: Advisor Assistant CRM, Morningstar Advisor Workstation, Captools portfolio management software.
  • Strong organizational skills and ability to multitask and prioritize duties.
  • Ability to meet urgent deadlines.
  • Strong communication and interpersonal skills.
  • Detail oriented and a team player.
  • Strong client first value system with highest level of ethics and reliability.

Benefits Include:

  • Health plan
  • Dental plan
  • Paid sick days
  • Paid holidays
  • Specialized professional education
  • Opportunity for advancement
  • Potential for significant bonuses

Company

Well established, successful boutique wealth management and financial planning firm located in Deerfield Beach, Florida. As a boutique firm, we focus on working closely with high net worth clients to establish long-term relationships. We are large enough to offer a variety of strengths and areas of expertise, yet small enough to maintain our focus on excellent client service. We maintain a manageable client base in order to allow us to focus our resources on our client’s unique needs.

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