Investor Service & Financial Planning Associate

Horizons Sustainable Financial Services
Santa Fe, New Mexico
Dependent on experience — consistent with local averages — see description for benefits.
Closing date
Feb 29, 2024

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Job Role
Customer / Client Support Specialist
Employment Type
Full Time
Entry Level
Experience Level
CFP® Certification
Not necessary

Investor Service & Financial Planning Associate

Horizons Sustainable Financial Services, Inc. — Santa Fe, New Mexico —
Direct Inquiries to:

Job Description: Horizons Sustainable Financial Services, Inc. is a SEC-registered investment advisory firm
committed to providing clients excellent investment options that are in line with our clients’ values. We focus
exclusively on Sustainable Responsible Investment (SRI) principles, and we’re looking to add to our team of dynamic
and caring professionals. The Investor Service & Financial Planning Associate will be an Investment Advisor
Representative of the firm, supporting the firm by providing excellent customer service to our clients and prospects.
The successful candidate will be professional, responsible, and reliable. The individual in this role must be able to
take on diverse responsibilities across all activities performed within the firm. This position may require occasional

Location: Santa Fe, NM (Onsite, with flexible WFH options)

Full-time position — Salary dependent on experience

Primary duties include:
• Facilitate accurate and timely account set-up, money movement, and investment trades
• Handle telephone calls or respond to inquiries and requests for researching of reports and account related
• Educate clients and prospects regarding services and capabilities
• Meet goals set by management, specifically with regard to financial plans and growth of client base
• Create, produce, and maintain reports, databases, and other record-keeping for the purpose of growing
client and prospect relationships
• Establish and maintain files to meet the firms’ regulatory requirements
• Perform moderately complex administrative and operational tasks within advisory client support functional
• Research and resolve complex operational or administrative issues as they arise

Employee Benefits package includes:
• 100% company-paid health insurance, with at least “gold”-level coverage — plan offers full family coverage
at no cost to employee
• Retirement Plan: Simple IRA plan with match
• Potential for profit sharing and annual performance bonuses
• 6 personal and 15 vacation paid days off; up to 18 sick days (to be accrued)
• 10 paid holidays (per NYSE holiday schedule)
• Adult continuing education and professional development assistance

Required Education and Experience:
Bachelor’s Degree required. Candidates must be able to complete pre-employment screening requirements — for
example, fingerprints, background / credit check, reference check, etc.

Preferred Education and Experience:
Since this Associate will support the Client Service and Financial Planning missions of Horizons, (A) FINRA
registrations (for example, SIE, series 6 / 65 / 7) and (B) certification in financial planning (for example, CFP®
certification) will eventually be necessary. Candidates currently without such registrations or certifications will
certainly be considered, and Horizons will help achieve those with time flexibility and financial support.

We are an Equal Opportunity Employer
Candidates with backgrounds that have been underrepresented in the financial services industry are strongly
encouraged to apply. We provide equal employment opportunities to all employees and applicants for employment
and prohibit discrimination and harassment of any type without regard to race, color, religion, age, sex, national
origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any
other characteristic protected by federal, state, or local laws.

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