As a Registered Associate with Frost Brokerage Services, you will be responsible for supporting Frost Investment Officers in opening brokerage and fee accounts as well as responding to basic inquires from customers about investments. Responsibilities will include providing customer service and problem resolution; preparing paperwork and opening accounts for FIS and brokerage; maintaining all account files for Investment Officers; and coordinating all asset transfers, including but not limited to mutual fund, CD, annuity, and Automated Customer Account (ACAT) transfers. The candidate will monitor and update cost basis information for FIS accounts and assist with the administration and investment reviews of FIS accounts.
FINRA Series 7, 63, and 65 licenses; or, FINRA Series 7 and 66 licenses; or, the ability to obtain necessary licenses within 90 days
Proficient in Microsoft computer applications
General Lines Agent License: Property and Casualty (P&C) or Life, Accident, Health, and HMO
Internal Number: R203695
About Frost Bank
Frost’s commitment to cultivate long-term relationships is one of the reasons we’re recognized as a premier employer in the financial services industry. To attract qualified professionals, we offer an environment that’s supportive of both your professional and personal goals by providing our employees with competitive salaries and an outstanding benefits package.Frost was named to Forbes magazine's list of the Best Employers.Frost is an Equal Opportunity Employer and does not discriminate on the basis of any protected trait, including sex, sexual orientation, gender identity, race, ethnicity, disability, or veteran status.